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SEC widens probe of BofA, Merrill deal
The Securities and Exchange Commission has expanded its probe of Bank of America to include possible failure by the bank to disclose mounting losses at Merrill Lynch, a top agency official said Friday. ...more
December 12, 2009
Socially Responsible Funds Were Not; SEC Imposes Fine
Pax World Management Corp. has agreed to pay a $500,000 fine because it failed to follow its own socially responsible investing criteria over a five-year period, when two of its mutual funds invested in off-limits industries such as gambling and liquor, and oil and gas exploration. ...more
July 31, 2008
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