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Investor protection bill signed
Gov. Charlie Crist has signed a bill designed to strengthen Florida's investor protection law. ...more
July 1, 2009
Lawmaker Says SEC Hindering House's Madoff Probe
House lawmakers on Wednesday accused the Securities and Exchange Commission of impeding their probe into the agency's failure to uncover the alleged $50 billion Bernard Madoff fraud. ...more
February 4, 2009
Send In The Celebrities
Caroline Kennedy wants Hillary Clinton's Senate seat. And New York is taking her seriously. We are talking about this matter a lot when we aren't otherwise engaged in attempting to string up rogue investment advisers. ...more
December 20, 2008
Local Clients Edgy, Not Panicking, Brokers Say
Local stockbrokers and investment advisers ought to be tearing their hair out about now as they try to calm frantic investors, right? ...more
September 20, 2008
Transparency Is Necessary When Investing
A recent decision by a federal appellate court goes a long way to protect investors. ...more
August 3, 2008
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